Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (18 May 2020 to 31 Dec 2023)
- [FCA CF] Material risk taker (18 May 2020 to 31 Dec 2023)
- CF10 Compliance Oversight (3 Dec 2010 to 13 Jul 2011)
- CF11 Money Laundering Reporting (17 Dec 2008 to 1 Jan 2009)
- CF4 Partner (17 Dec 2008 to 15 Apr 2009)
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- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2023)
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2023)
- CF1 Director (18 Nov 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.