ORACLE FINANCIAL PLANNING LIMITED

Date authorised
1 April 2013
Companies House
06753174
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 4 Admiral Way
    Doxford International Business
    Sunderland
    Tyne And Wear
    SR3 3XW
    UNITED KINGDOM
    Phone
    +4403453888851
    Web
    https://www.oraclefp.co.uk

  • Complaints Contact

    Unit 4 Admiral Way
    Doxford International Business
    Sunderland
    Tyne And Wear
    SR3 3XW
    UNITED KINGDOM
    Phone
    +4403453888851

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Retail (Investment), Eligible Counterparty, Retail (Non-Investment Insurance), Structured Deposits, Share, Personal pension scheme, Government and public security, Warrant, Certificates representing certain security, Unit, Debenture, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Life Policy, Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance), Structured Deposits, Personal pension scheme, Share, Government and public security, Warrant, Certificates representing certain security, Unit, Debenture, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Life Policy, Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance), Structured Deposits, Personal pension scheme, Share, Government and public security, Warrant, Certificates representing certain security, Unit, Debenture, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Life Policy, Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Sanderson

    IRN AXS01868

    • (7)CF30 Customer (12 Oct 2009 to 5 Jul 2013)
  • Brian Lee Boland

    IRN BLB01018

    • (16)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Apr 2025)
    • (15)CF30 Customer (19 Jan 2012 to 2 Feb 2015)
  • Colin Christopher Wallace

    IRN CCW00009

    • (6)CF30 Customer (1 Jan 2012 to 8 Aug 2015)
  • Colin Mark Graham

    IRN CMG00017

    • (11)CF30 Customer (20 Apr 2012 to 31 Dec 2012)
  • David Harrod

    IRN DXH01513

    • (26)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Jan 2026)
  • George Mackie

    IRN GXM00072

    • (21)CF30 Customer (9 May 2012 to 31 Dec 2012)
  • John George Graham

    IRN KGG00002

    • (5)CF1 Director (20 Feb 2009 to 31 Mar 2013)
    • (4)CF10 Compliance Oversight (20 Feb 2009 to 31 Dec 2012)
    • (3)CF30 Customer (20 Feb 2009 to 31 Dec 2012)
  • John Joseph Welsh

    IRN JJW01064

    • (14)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Jan 2025)
    • (13)[FCA CF] Client dealing (9 Dec 2019 to 8 Jan 2025)
    • (12)CF30 Customer (23 Jan 2017 to 8 Dec 2019)
  • Karen Clewes

    IRN KXC01262

    • (25)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2025)
  • Kenneth Morrell

    IRN KXM00123

    • (4)4. Giving personal recommendations on retail investment products which are not broker funds
    • (1)21. Advising or arranging (bringing about) equity release transactions
    • (2)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (3)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (5)SMF3 Executive Director (since 9 Dec 2019)
    • (6)[FCA CF] Client dealing (since 9 Dec 2019)
    • (7)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (36)CF1 Director (20 Feb 2009 to 8 Dec 2019)
    • (35)CF30 Customer (20 Feb 2009 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function removed: 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  2. controlled function removed: SMF16 Compliance Oversight

  3. controlled function removed: SMF3 Executive Director

  4. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  5. controlled function removed: [FCA CF] Client dealing

  6. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function removed: Responsibility for MCD Intermediation

  8. controlled function removed: [FCA CF] Client dealing