Optiver FX Limited

• Principal Place of Business

  20 Old Bailey

  London

  EC4M 7AN

  UNITED KINGDOM

  Phone

  +4402071559874

  Web

  https://www.optiver.com

• Complaints Contact

  20 Old Bailey

  London

  EC4M 7AN

  UNITED KINGDOM

  Phone

  +4402071559874

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Pratul Agarwal

  IRN PXA00269

  • [FCA CF] Proprietary trader (15 Apr 2024 to 8 Aug 2024)
• Rachel Healy

  IRN RXH01947

  • SMF16 Compliance Oversight (9 Sep 2024 to 1 Apr 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Sep 2024 to 1 Apr 2025)
  • [FCA CF] Material risk taker (9 Sep 2024 to 16 Apr 2025)
• Rajiv Gupta

  IRN RXG12061

  • SMF3 Executive Director (9 Dec 2019 to 7 Aug 2020)
  • CF29 Significant management (2 Dec 2019 to 8 Dec 2019)
  • CF1 Director (2 Dec 2019 to 8 Dec 2019)
• Robert Gange

  IRN RXG00191

  • [FCA CF] Proprietary trader (since 4 Jan 2021)
  • [FCA CF] Material risk taker (4 Jan 2021 to 31 Dec 2021)
• Robert Olliffe

  IRN RXO00180

  • [FCA CF] Proprietary trader (since 9 Dec 2024)
• Ross Barnes

  IRN RXB00605

  • SMF2 Chief Finance (since 9 Sep 2024)
  • [FCA CF] Material risk taker (since 9 Sep 2024)
• Sahil Baid

  IRN SXB00073

  • [FCA CF] Proprietary trader (13 Nov 2023 to 6 Mar 2024)
• Samraj Singh

  IRN SXS00516

  • [FCA CF] Proprietary trader (since 5 Jan 2021)
  • [FCA CF] Material risk taker (5 Jan 2021 to 31 Dec 2021)
• Shikhar Kumar

  IRN SXK00723

  • [FCA CF] Proprietary trader (since 13 Nov 2023)
• Sohaiyb Soliman

  IRN SXS05191

  • [FCA CF] Proprietary trader (since 2 Feb 2024)

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