Date authorised
2 December 2019
Companies House
11694417
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Old Bailey
    London
    EC4M 7AN
    UNITED KINGDOM
    Phone
    +4402071559874
  • Complaints Contact

    20 Old Bailey
    London
    EC4M 7AN
    UNITED KINGDOM
    Phone
    +4402071559874

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sophie Lacey

    IRN SXL00953

    • [FCA CF] Proprietary trader (since 15 Apr 2026)
  • Tadhg O'Shea

    IRN TXO00114

    • [FCA CF] Material risk taker (since 30 Jan 2023)
    • SMF10 Chair of the Risk Committee (since 30 Jan 2023)
    • SMF12 Chair of the Remuneration Committee (since 30 Jan 2023)
    • SMF13 Chair of the Nominations Committee (since 30 Jan 2023)
  • Thibaut Herens

    IRN TXH00164

    • [FCA CF] Material risk taker (1 Jan 2021 to 10 May 2021)
    • [FCA CF] Proprietary trader (1 Jan 2021 to 10 May 2021)
  • Thomas Elcock

    IRN TXE00119

    • [FCA CF] Proprietary trader (since 4 Jun 2024)
  • Thomas Shaw

    IRN TXS04208

    • [FCA CF] Proprietary trader (since 29 Jan 2026)
  • Timothy Brooks

    IRN TXB19106

    • SMF18 Other Overall Responsibility (since 29 Nov 2021)
    • [FCA CF] Algorithmic trading (since 14 Jun 2021)
    • [FCA CF] Proprietary trader (since 31 Dec 2019)
    • [FCA CF] Material risk taker (since 31 Dec 2019)
    • [FCA CF] Manager of certification employee (31 Dec 2019 to 29 Nov 2021)
    • CF29 Significant management (2 Dec 2019 to 8 Dec 2019)
  • Timur Khalikov

    IRN TXK00280

    • [FCA CF] Proprietary trader (28 Nov 2024 to 27 Feb 2026)
  • Vincent Van De Walle

    IRN VXV00074

    • [FCA CF] Proprietary trader (since 24 Jul 2024)
  • Vittoria Ricciuti

    IRN VXR00115

    • [FCA CF] Proprietary trader (2 Jul 2024 to 15 Jan 2025)
  • William Rumble

    IRN WXR00084

    • [FCA CF] Proprietary trader (since 9 Dec 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.