Date authorised
27 January 2022
Companies House
09524616
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10th Floor
    1 Minster Court
    Mincing Lane
    London
    EC3R 7AA
    UNITED KINGDOM
    Phone
    +4402038489088
  • Complaints Contact

    10th Floor
    1 Minster Court
    Mincing Lane
    London
    EC3R 7AA
    UNITED KINGDOM
    Phone
    +442038489083

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nina Evans

    IRN NXE00070

    • [FCA CF] Significant management (since 1 Jun 2021)
  • Oliver Sheppard

    IRN OXS00168

    • [FCA CF] Significant management (since 27 Nov 2024)
  • Paul Mark Jansen

    IRN PMJ01045

    • SMF3 Executive Director (27 Jan 2022 to 29 Apr 2022)
    • SMF1 Chief Executive (27 Jan 2022 to 29 Apr 2022)
    • Responsible for Insurance Distribution (27 Jan 2022 to 29 Apr 2022)
  • Paul Western

    IRN PXW21301

    • SMF3 Executive Director (27 Jan 2022 to 28 Feb 2022)
  • Paula Medcalf

    IRN PXM00529

    • [FCA CF] Significant management (since 1 Jan 2022)
  • Stephen John Thompson

    IRN SJT01210

    • [FCA CF] Significant management (since 13 Nov 2023)
  • Stuart Hywel Jones

    IRN SXJ34605

    • [FCA CF] Significant management (1 Apr 2021 to 30 Nov 2023)
  • Thomas Kennett

    IRN TXK00231

    • [FCA CF] Significant management (7 Mar 2023 to 31 Aug 2024)
  • Udaiveer Anand

    IRN UXA91503

    • CF1 Director (AR) (20 Dec 2022 to 31 May 2023)
    • SMF3 Executive Director (27 Jan 2022 to 31 May 2023)
  • Victoria Barrett

    IRN VXB00137

    • [FCA CF] Significant management (15 Dec 2022 to 6 Dec 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.