Oppenheimer Europe Ltd.

Date authorised
1 April 2013
Companies House
06595648
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marshall Heinberg

    IRN MXH02113

    • CF29 Significant management (2 Nov 2009 to 29 Aug 2012)
  • Martin Chamberlin

    IRN MJC01515

    • [FCA CF] Manager of certification employee (since 9 Dec 2024)
    • [FCA CF] Client dealing (since 29 May 2024)
  • Martin David Davison

    IRN MDD01026

    • CF30 Customer (24 Jun 2013 to 11 Dec 2014)
  • Massimiliano Lami

    IRN MXL01209

    • [FCA CF] Client dealing (since 4 Dec 2020)
    • SMF9 Chair of the Governing Body (since 27 Feb 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2024 to 9 Dec 2025)
    • [FCA CF] Material risk taker (4 Dec 2020 to 9 Dec 2025)
    • [FCA CF] Significant management (4 Dec 2020 to 9 Dec 2025)
    • CF30 Customer (17 Jul 2009 to 8 Dec 2019)
    • CF3 Chief Executive (17 Jul 2009 to 8 Dec 2019)
    • CF29 Significant management (17 Jul 2009 to 5 Jan 2011)
    • CF1 Director (17 Jul 2009 to 8 Dec 2019)
  • Matteo Nicolo Ludovico Milanesi

    IRN MNM01055

    • [FCA CF] Client dealing (since 4 Dec 2020)
    • CF30 Customer (28 May 2019 to 8 Dec 2019)
  • Matthew Allan Vincequerra

    IRN MAV01047

    • [FCA CF] Client dealing (since 27 Oct 2025)
  • Matthew Bush

    IRN MXB00612

    • [FCA CF] Client dealing (4 Jan 2021 to 18 Apr 2022)
  • Matthew Gemmell

    IRN MXG00664

    • [FCA CF] Client dealing (since 6 Sep 2024)
  • Matthew Nolan

    IRN MXN00241

    • [FCA CF] Client dealing (23 May 2022 to 23 Apr 2024)
  • Matthew Smith

    IRN MXS01465

    • [FCA CF] Client dealing (since 16 Sep 2025)
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Recent activity

Updates to this firm's record on the FCA register.

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