Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oppenheimer Europe Ltd.
FRN 483856
- [FCA CF] Client dealing (since 27 Oct 2025)
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- [FCA CF] Client dealing (1 Feb 2021 to 17 Jun 2025)
- [FCA CF] Material risk taker (1 Feb 2021 to 25 Apr 2023)
- CF30 Customer (2 Nov 2016 to 8 Dec 2019)
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- CF30 Customer (28 Jul 2009 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 15 Jul 2009)
- CF21 Investment Adviser (5 Aug 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.