Date authorised
1 April 2013
Companies House
04399725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Auckland House
    Lydiard Fields
    Great Western Way
    Swindon
    Wiltshire
    SN5 8UB
    UNITED KINGDOM
    Phone
    +4401793567888
  • Complaints Contact

    Auckland House
    Lydiard Fields
    Great Western Way
    Swindon
    Wiltshire
    SN5 8UB
    UNITED KINGDOM
    Phone
    +4401793567635

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amanda Jane Howie

    IRN AXH00530

    • Appointed representative dealing with clients for which they require qualification (20 Jul 2023 to 18 Aug 2025)
    • CF30 Customer (18 Jul 2023 to 18 Aug 2025)
    • CF1 Director (AR) (22 Sep 2021 to 18 Aug 2025)
  • Amanda Jane Kirk

    IRN AJK00028

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Jun 2024)
    • CF30 Customer (1 Nov 2007 to 14 Jun 2024)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Amanda Jane Rampton

    IRN AJR01288

    • CF4 Partner (AR) (3 Nov 2005 to 3 Jan 2012)
  • Amanda Jane Vickers

    IRN AJN01077

    • CF21 Investment Adviser (9 Dec 2005 to 21 Dec 2006)
    • CF22 Investment Adviser (Trainee) (16 Jun 2005 to 9 Dec 2005)
  • Amanda Jane Wainer

    IRN AXW01027

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 16 Mar 2026)
  • Amanda Jane Warnock

    IRN AXR00251

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Jul 2021)
  • Amanda Jayne Carter

    IRN AJC01631

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Jan 2025)
    • CF30 Customer (28 Jun 2018 to 24 Jun 2022)
    • CF1 Director (AR) (4 Aug 2017 to 5 Mar 2020)
  • Amanda Jayne Edwards

    IRN AXE87310

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 8 Jul 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Amanda Jean Ducker

    IRN AXD00431

    • [FCA CF] Significant management (22 Jun 2021 to 1 Apr 2022)
    • Appointed representative dealing with clients for which they require qualification (8 Jun 2021 to 31 Mar 2022)
  • Amanda Julie Saville

    IRN AXS00414

    • Appointed representative dealing with clients for which they require qualification (30 Sep 2021 to 25 Nov 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.