Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 20 Jun 2024)
    • [FCA CF] Client dealing (since 20 Jun 2024)
  • Robert Watson Wood (no longer approved here)

    FRN 216156

    • (1)Employed By (13 Mar 2020 to 14 Jun 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Jun 2024)
    • CF30 Customer (1 Nov 2007 to 14 Jun 2024)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Philippe Fabri (no longer approved here)

    FRN 216075

    • (6)Employed By (31 Aug 2005 to 14 Jun 2024)
  • Le Due Financial Management Services (no longer approved here)

    FRN 215288

    • Employed By (1 Dec 2001 to 14 Jun 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.