Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
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Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Beverley Williams
IRN BXW00102
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Beverly Jayne Atkin
IRN BXA00067
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Beverly Marie Laverick
IRN BXL00062
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Aug 2021)
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Bharat Kumar Jagatsingh Sisodia
IRN BKS00005
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2020)
- CF30 Customer (1 Nov 2007 to 29 Aug 2019)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Bhavik Goradia
IRN BHG01015
- CF30 Customer (13 Aug 2015 to 18 May 2018)
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Bhavik Virendra Hindocha
IRN BXH00301
- Appointed representative dealing with clients for which they require qualification (30 May 2023 to 21 Dec 2023)
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Bhavini Chetan Shah
IRN BXS00160
- Appointed representative dealing with clients for which they require qualification (19 Jul 2021 to 26 Nov 2021)
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Bhavita Patel
IRN PXB11060
- Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 1 Sep 2022)
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Bhavna Grover
IRN BXG00222
- Appointed representative dealing with clients for which they require qualification (11 Sep 2025 to 30 Jan 2026)
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Bhavna Juneja Thapar
IRN BXJ00057
- Appointed representative dealing with clients for which they require qualification (11 Feb 2020 to 2 Sep 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Mander Duffill Financial Services Ltd (no longer appointed)
FRN 849062 · Appointed 11 Nov 2019 · Until 21 Jan 2020
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Middleton Accountancy Services Limited (no longer appointed)
FRN 916387 · Appointed 6 Nov 2019 · Until 5 Oct 2022
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Rodway Financial Services Ltd (no longer appointed)
FRN 916177 · Appointed 4 Nov 2019 · Until 12 Oct 2023
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Christopher Gerald Bell (no longer appointed)
FRN 914999 · Appointed 11 Oct 2019 · Until 17 Jan 2026
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Capitax Financial Services Ltd (no longer appointed)
FRN 914900 · Appointed 11 Oct 2019 · Until 11 Oct 2023
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Adrian Cochrane Partnership LLP (no longer appointed)
FRN 914483 · Appointed 3 Oct 2019 · Until 2 Dec 2023
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.