Bhavik Goradia

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M & M Financial Services Ltd

    FRN 431048

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Feb 2025)
    • CF1 Director (AR) (12 Jul 2018 to 11 Feb 2025)
    • CF30 Customer (12 Jul 2018 to 11 Feb 2025)
  • Clever Financial Services Ltd (no longer approved here)

    FRN 813040

    • Employed By (12 Jul 2018 to 11 Feb 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (13 Aug 2015 to 18 May 2018)
  • Thomas Oliver UK LLP (no longer approved here)

    FRN 501748

    • (9)Employed By (13 Aug 2015 to 18 May 2018)

Recent activity

Updates to this individual's record on the FCA register.

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