Date authorised
1 April 2013
Companies House
04399725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Auckland House
    Lydiard Fields
    Great Western Way
    Swindon
    Wiltshire
    SN5 8UB
    UNITED KINGDOM
    Phone
    +4401793567888
  • Complaints Contact

    Auckland House
    Lydiard Fields
    Great Western Way
    Swindon
    Wiltshire
    SN5 8UB
    UNITED KINGDOM
    Phone
    +4401793567635

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alison May Cathcart

    IRN AXC00141

    • Appointed representative dealing with clients for which they require qualification (20 Apr 2022 to 3 Nov 2022)
  • Alison Mayfield

    IRN AXM00887

    • [FCA CF] Significant management (9 Dec 2021 to 1 Jun 2023)
  • Alison Patricia Wilson

    IRN APW01166

    • CF4 Partner (AR) (19 Mar 2013 to 3 Jan 2024)
  • Alison Rhiannon Vallis

    IRN ARV00003

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Oct 2023)
    • CF1 Director (AR) (23 Apr 2012 to 13 Oct 2023)
    • CF4 Partner (AR) (5 Jan 2012 to 10 Apr 2012)
    • CF30 Customer (1 Nov 2007 to 13 Oct 2023)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Alison Sanderson

    IRN AXS00428

    • Appointed representative dealing with clients for which they require qualification (18 Mar 2021 to 15 Nov 2021)
    • CF30 Customer (25 Feb 2021 to 15 Nov 2021)
  • Alison Sarah Doran

    IRN AXD00399

    • Appointed representative dealing with clients for which they require qualification (9 Apr 2021 to 3 Feb 2022)
  • Alistair Brown

    IRN AXB00173

    • CF21 Investment Adviser (1 Jun 2005 to 28 Dec 2006)
  • Alistair Edgar Niven

    IRN AXN00035

    • CF21 Investment Adviser (1 Jun 2005 to 14 Nov 2006)
  • Alistair James Coutts

    IRN AJC00066

    • CF30 Customer (21 Sep 2009 to 29 Nov 2012)
  • Alistair John McGregor Gibb

    IRN AJG00022

    • CF21 Investment Adviser (1 Jun 2005 to 8 Jul 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.