Alison Rhiannon Vallis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Unique Financial Planning Limited

    FRN 216560

    • Employed By (since 30 Oct 2023)
    • Employed By (20 Nov 2020 to 13 Oct 2023)
  • Best Practice IFA Group Limited

    FRN 223112

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 30 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (since 30 Oct 2023)
    • [FCA CF] Client dealing (since 30 Oct 2023)
    • CF1 Director (AR) (30 Oct 2023 to 1 Feb 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Oct 2023)
    • CF1 Director (AR) (23 Apr 2012 to 13 Oct 2023)
    • CF4 Partner (AR) (5 Jan 2012 to 10 Apr 2012)
    • CF30 Customer (1 Nov 2007 to 13 Oct 2023)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (10 Jan 2012 to 31 Mar 2016)
  • Bright Blue Independent Limited (no longer approved here)

    FRN 571356

    • Employed By (10 Jan 2012 to 31 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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