Date authorised
1 April 2013
Companies House
04399725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Auckland House
    Lydiard Fields
    Great Western Way
    Swindon
    Wiltshire
    SN5 8UB
    UNITED KINGDOM
    Phone
    +4401793567888
  • Complaints Contact

    Auckland House
    Lydiard Fields
    Great Western Way
    Swindon
    Wiltshire
    SN5 8UB
    UNITED KINGDOM
    Phone
    +4401793567635

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian Goldich

    IRN BXG00011

    • CF30 Customer (1 Nov 2007 to 18 Aug 2015)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Brian Green

    IRN BXG00026

    • CF30 Customer (1 Nov 2007 to 23 May 2011)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Brian Harding

    IRN BXH00052

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 11 Dec 2019)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Brian John Newman

    IRN BXN00009

    • CF30 Customer (1 Nov 2007 to 12 Dec 2008)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Brian Johnson

    IRN BXJ00068

    • CF1 Director (AR) (22 Jun 2022 to 23 Jun 2022)
  • Brian Johnston Craigie Morris

    IRN BJM01133

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 7 Mar 2008)
  • Brian Leslie Brewer

    IRN BLB00006

    • CF30 Customer (1 Nov 2007 to 5 Nov 2012)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Brian Malachy O'Neill

    IRN BMO00005

    • CF21 Investment Adviser (1 Jun 2005 to 15 Nov 2006)
    • CF4 Partner (AR) (1 Jun 2005 to 9 Sep 2005)
  • Brian Mangham

    IRN BXM01259

    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF7 Sole Trader (AR) (23 Feb 2006 to 31 Jan 2007)
    • CF22 Investment Adviser (Trainee) (23 Feb 2006 to 31 Oct 2007)
  • Brian Mark Chambers

    IRN BXC00047

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.