Brian Malachy O'Neill

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Torch Financial Planning Limited

    FRN 776240

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Significant management (9 Dec 2019 to 23 Aug 2022)
    • CF30 Customer (25 Sep 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Aug 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Aug 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (25 Aug 2017 to 30 Sep 2018)
    • CF1 Director (25 Aug 2017 to 8 Dec 2019)
  • Milecross Financial Solutions Limited (no longer approved here)

    FRN 413142

    • (39)Employed By (12 Sep 2005 to 15 Nov 2006)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 15 Nov 2006)
    • CF4 Partner (AR) (1 Jun 2005 to 9 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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