Openwork Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
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Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alison May Cathcart
IRN AXC00141
- Appointed representative dealing with clients for which they require qualification (20 Apr 2022 to 3 Nov 2022)
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Alison Mayfield
IRN AXM00887
- [FCA CF] Significant management (9 Dec 2021 to 1 Jun 2023)
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Alison Patricia Wilson
IRN APW01166
- CF4 Partner (AR) (19 Mar 2013 to 3 Jan 2024)
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Alison Rhiannon Vallis
IRN ARV00003
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Oct 2023)
- CF1 Director (AR) (23 Apr 2012 to 13 Oct 2023)
- CF4 Partner (AR) (5 Jan 2012 to 10 Apr 2012)
- CF30 Customer (1 Nov 2007 to 13 Oct 2023)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Alison Sanderson
IRN AXS00428
- Appointed representative dealing with clients for which they require qualification (18 Mar 2021 to 15 Nov 2021)
- CF30 Customer (25 Feb 2021 to 15 Nov 2021)
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Alison Sarah Doran
IRN AXD00399
- Appointed representative dealing with clients for which they require qualification (9 Apr 2021 to 3 Feb 2022)
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Alistair Brown
IRN AXB00173
- CF21 Investment Adviser (1 Jun 2005 to 28 Dec 2006)
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Alistair Edgar Niven
IRN AXN00035
- CF21 Investment Adviser (1 Jun 2005 to 14 Nov 2006)
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Alistair James Coutts
IRN AJC00066
- CF30 Customer (21 Sep 2009 to 29 Nov 2012)
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Alistair John McGregor Gibb
IRN AJG00022
- CF21 Investment Adviser (1 Jun 2005 to 8 Jul 2005)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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LFR Mortgages and Wealth LLP
FRN 1021637 · Appointed 4 Dec 2024
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Mark Allen
FRN 1020404 · Appointed 19 Nov 2024
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Stone Private Finance Ltd
FRN 1017165 · Appointed 6 Sep 2024
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RP Wealth Limited
FRN 1016830 · Appointed 19 Aug 2024
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TJD Financial Services Ltd
FRN 1014457 · Appointed 19 Jul 2024
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Arlington Row Wealth Management Ltd
FRN 1011062 · Appointed 4 Jun 2024
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Ellmira Financial Limited
FRN 1014474 · Appointed 18 May 2024
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Smith Taylor Associates Limited
FRN 1010514 · Appointed 17 May 2024
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RPC Financial Services Limited
FRN 1012466 · Appointed 16 May 2024
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Quantock Financial Services Ltd
FRN 923069 · Appointed 15 May 2024
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.