Openwork Limited

Date authorised
1 April 2013
Companies House
04399725
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Auckland House
    Lydiard Fields
    Great Western Way
    Swindon
    Wiltshire
    SN5 8UB
    UNITED KINGDOM
    Phone
    +4401793567888
    Web
    https://www.theopenworkpartnership.com

  • Complaints Contact

    Auckland House
    Lydiard Fields
    Great Western Way
    Swindon
    Wiltshire
    SN5 8UB
    UNITED KINGDOM
    Phone
    +4401793567635

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan McJannett

    IRN AXM00095

    • Appointed representative dealing with clients for which they require qualification (17 May 2022 to 21 Jul 2022)
    • CF30 Customer (5 May 2022 to 22 Jul 2022)
  • Alan Mercer

    IRN AXM01375

    • [FCA CF] Significant management (5 Aug 2022 to 1 Jul 2024)
  • Alan Michael Spratt

    IRN AMS01319

    • CF30 Customer (21 Jan 2009 to 16 Jan 2014)
  • Alan Paul Roxburgh

    IRN AXR00727

    • Appointed representative dealing with clients for which they require qualification (7 Mar 2023 to 7 Aug 2023)
  • Alan Peter Ramsden

    IRN AXR00110

    • CF4 Partner (AR) (1 Jun 2005 to 8 Sep 2010)
  • Alan Robert Pearson

    IRN ARP00028

    • CF30 Customer (1 Nov 2007 to 27 Jul 2008)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Alan Rodger

    IRN AXR00116

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Apr 2022)
    • CF4 Partner (AR) (16 May 2012 to 6 Apr 2022)
    • CF30 Customer (16 Sep 2011 to 26 Mar 2012)
    • CF21 Investment Adviser (1 Jun 2005 to 7 Nov 2005)
  • Alan Roy Butler

    IRN ARB00042

    • CF1 Director (AR) (1 Jun 2005 to 12 Jun 2009)
  • Alan Roy Pearson

    IRN ARP00032

    • CF4 Partner (AR) (1 Jun 2005 to 27 Apr 2006)
    • CF21 Investment Adviser (1 Jun 2005 to 27 Apr 2006)
  • Alan Sanderson

    IRN AXS01868

    • CF30 Customer (28 Jul 2015 to 8 Jan 2020)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.