Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Apr 2022)
- CF4 Partner (AR) (16 May 2012 to 6 Apr 2022)
- CF30 Customer (16 Sep 2011 to 26 Mar 2012)
- CF21 Investment Adviser (1 Jun 2005 to 7 Nov 2005)
-
- Employed By (16 Sep 2011 to 26 Mar 2012)
-
- Employed By (5 Jul 2004 to 7 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.