Date authorised
1 April 2013
Companies House
04399725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Auckland House
    Lydiard Fields
    Great Western Way
    Swindon
    Wiltshire
    SN5 8UB
    UNITED KINGDOM
    Phone
    +4401793567888
  • Complaints Contact

    Auckland House
    Lydiard Fields
    Great Western Way
    Swindon
    Wiltshire
    SN5 8UB
    UNITED KINGDOM
    Phone
    +4401793567635

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Boyd Clarke

    IRN ABC00008

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 21 Nov 2016)
  • Alan Burdis

    IRN AXB00165

    • CF30 Customer (4 Mar 2008 to 23 Nov 2010)
    • CF21 Investment Adviser (1 Jun 2005 to 28 Dec 2006)
  • Alan Cameron Davidson

    IRN AXD00089

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (17 Jul 2013 to 14 Dec 2022)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Alan Campbell Grafton

    IRN ACG00024

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Jan 2023)
    • CF1 Director (AR) (29 Sep 2010 to 23 Jan 2023)
    • CF4 Partner (AR) (1 Jun 2005 to 12 Jul 2006)
  • Alan Charles Summerfield

    IRN ACS01145

    • CF30 Customer (28 Jul 2009 to 31 Dec 2009)
    • CF1 Director (AR) (7 Aug 2008 to 24 Feb 2010)
  • Alan Dennis Wilson

    IRN AXW01370

    • CF30 Customer (25 Aug 2009 to 25 Nov 2010)
  • Alan Dimmock

    IRN AXD00082

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Aug 2020)
    • CF30 Customer (2 Jun 2009 to 20 Dec 2010)
    • CF21 Investment Adviser (1 Jun 2005 to 6 Jun 2005)
  • Alan Edward Bennett

    IRN AEB00014

    • CF21 Investment Adviser (1 Jun 2005 to 27 May 2006)
  • Alan Edward Craig

    IRN AEC00008

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Sep 2020)
    • CF21 Investment Adviser (1 Jun 2005 to 17 Sep 2005)
  • Alan Edward Richardson

    IRN AER01063

    • CF30 Customer (8 May 2013 to 1 Mar 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.