Openwork Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
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Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alan Boyd Clarke
IRN ABC00008
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 21 Nov 2016)
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Alan Burdis
IRN AXB00165
- CF30 Customer (4 Mar 2008 to 23 Nov 2010)
- CF21 Investment Adviser (1 Jun 2005 to 28 Dec 2006)
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Alan Cameron Davidson
IRN AXD00089
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF1 Director (AR) (17 Jul 2013 to 14 Dec 2022)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Alan Campbell Grafton
IRN ACG00024
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Jan 2023)
- CF1 Director (AR) (29 Sep 2010 to 23 Jan 2023)
- CF4 Partner (AR) (1 Jun 2005 to 12 Jul 2006)
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Alan Charles Summerfield
IRN ACS01145
- CF30 Customer (28 Jul 2009 to 31 Dec 2009)
- CF1 Director (AR) (7 Aug 2008 to 24 Feb 2010)
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Alan Dennis Wilson
IRN AXW01370
- CF30 Customer (25 Aug 2009 to 25 Nov 2010)
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Alan Dimmock
IRN AXD00082
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Aug 2020)
- CF30 Customer (2 Jun 2009 to 20 Dec 2010)
- CF21 Investment Adviser (1 Jun 2005 to 6 Jun 2005)
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Alan Edward Bennett
IRN AEB00014
- CF21 Investment Adviser (1 Jun 2005 to 27 May 2006)
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Alan Edward Craig
IRN AEC00008
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Sep 2020)
- CF21 Investment Adviser (1 Jun 2005 to 17 Sep 2005)
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Alan Edward Richardson
IRN AER01063
- CF30 Customer (8 May 2013 to 1 Mar 2014)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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EMINENT FINANCIAL LIMITED
FRN 940097 · Appointed 3 Dec 2020
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Trulife Financial Ltd
FRN 940099 · Appointed 3 Dec 2020
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Select Money Management Limited
FRN 939735 · Appointed 30 Nov 2020
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Bloxham Brooks & Bailey Ltd
FRN 939446 · Appointed 26 Nov 2020
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Wellspring Financial Ltd
FRN 938417 · Appointed 13 Nov 2020
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Highcross Financial Ltd
FRN 937775 · Appointed 4 Nov 2020
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Alexis Tano
FRN 937344 · Appointed 29 Oct 2020
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Meredith Morgan Taylor Ltd
FRN 936745 · Appointed 20 Oct 2020
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Folan Brookes Financial Consultants Limited
FRN 936685 · Appointed 20 Oct 2020
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Auxilia Financial Services Ltd
FRN 936469 · Appointed 16 Oct 2020
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.