Date authorised
1 April 2013
Companies House
07312896
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    O S B House
    Quayside
    Chatham Maritime
    Chatham
    Medway
    ME4 4QZ
    UNITED KINGDOM
    Phone
    +441634848944
  • Complaints Contact

    The Observatory
    Chatham Maritime
    Chatham
    Medway
    ME4 4AF
    UNITED KINGDOM
    Phone
    +441634848944

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Scruton

    IRN RXS00053

    • CF1 Director (1 Feb 2011 to 30 Jun 2011)
  • Roberto Santarossa

    IRN RXS78673

    • [FCA CF] Material risk taker (6 Mar 2020 to 18 Jun 2025)
    • [FCA CF] Significant management (6 Mar 2020 to 4 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (6 Mar 2020 to 18 Jun 2025)
  • Rodney Jympson Duke

    IRN RJD01119

    • Director of firm who is not a certification employee or a SMF manager (4 Oct 2019 to 4 Feb 2020)
    • SMF13 Chair of the Nominations Committee (18 Aug 2016 to 4 Oct 2019)
    • SMF14 Senior Independent Director (7 Mar 2016 to 4 Oct 2019)
    • CF2 Non Executive Director (4 Jul 2012 to 6 Mar 2016)
  • Roger Eldon Cripps

    IRN RXC47402

    • [FCA CF] Significant management (6 Mar 2022 to 2 Feb 2026)
    • [PRA CF] Significant risk taker or Material risk taker (20 May 2021 to 18 Jun 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 16 Sep 2020)
  • Roger Morris

    IRN RXM01716

    • [FCA CF] Significant management (1 May 2020 to 31 Aug 2022)
  • Russell John Simpson

    IRN RXS47390

    • [FCA CF] Manager of certification employee (27 Apr 2017 to 16 Oct 2024)
    • [FCA CF] Significant management (7 Mar 2016 to 11 Apr 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 6 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 6 Nov 2024)
  • Russell Woodward

    IRN RXW00539

    • [FCA CF] Significant management (11 Mar 2024 to 11 Apr 2025)
  • STEPHEN JOHN ATTREE

    IRN SJA01195

    • [FCA CF] Material risk taker (7 Mar 2016 to 5 Nov 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 5 Nov 2021)
  • Sage Jarrow Young

    IRN SXY47406

    • [FCA CF] Significant management (25 Sep 2017 to 3 Feb 2020)
  • Sally Ann Jones-Evans

    IRN SAJ01035

    • SMF12 Chair of the Remuneration Committee (since 9 May 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.