Omni Partners LLP

Date authorised
1 April 2013
Companies House
OC309760
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    22 Old Bond Street
    3rd Floor
    London
    W1S 4PY
    UNITED KINGDOM
    Phone
    +442035401600
    Web
    https://www.omni.co.uk

  • Complaints Contact

    22 Old Bond Street
    3rd Floor
    London
    W1S 4PY
    UNITED KINGDOM
    Phone
    +442035401600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard May

    IRN RXM00399

    • SMF27 Partner (since 17 Feb 2025)
    • SMF16 Compliance Oversight (since 24 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Jul 2021)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
  • Richard henry john Harris

    IRN RHH01047

    • CF10 Compliance Oversight (14 Sep 2011 to 11 Nov 2011)
  • STEPHEN HILL

    IRN SXH02942

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Jul 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Jul 2021)
    • CF10 Compliance Oversight (30 Oct 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (30 Oct 2019 to 8 Dec 2019)
    • CF28 Systems and controls (22 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (30 Jan 2018 to 8 Dec 2019)
  • Sarah Burgess

    IRN SXB03367

    • CF30 Customer (26 Oct 2015 to 13 Apr 2018)
  • Scott Hugh Usher

    IRN SHU01002

    • CF30 Customer (11 Dec 2015 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Jun 2005 to 1 May 2007)
    • CF4 Partner (3 Jun 2005 to 1 May 2007)
  • Sophie Elisabeth Salinas

    IRN SES01083

    • CF30 Customer (2 Mar 2015 to 17 Aug 2018)
  • Stephen Marc Rosen

    IRN SMR01057

    • CF4 Partner (28 Jul 2009 to 1 Oct 2009)
    • CF30 Customer (11 Jun 2008 to 30 Jun 2016)
  • Stephen Stokes

    IRN SXS04778

    • CF10 Compliance Oversight (2 Feb 2017 to 12 Apr 2018)
  • Steven Andrew Clark

    IRN SAC01152

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (18 Jul 2007 to 31 Oct 2007)
    • CF26 Customer Trading (14 Apr 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Apr 2005 to 31 Oct 2007)
    • CF4 Partner (14 Apr 2005 to 8 Dec 2019)
    • CF3 Chief Executive (14 Apr 2005 to 1 Jul 2014)
  • Trevor Thomas Kristian Johansen

    IRN TTJ01003

    • CF30 Customer (28 Jan 2013 to 28 Jan 2014)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Alphemme Partners Ltd (no longer appointed)

    FRN 502488 · Appointed 17 Jun 2009 · Until 16 May 2012 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.