Date authorised
1 April 2013
Companies House
02300831
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    10 Fleet Place
    London
    EC4M 7RB
    UNITED KINGDOM
    Phone
    +4402074382400
  • Complaints Contact

    3rd Floor
    10 Fleet Place
    London
    EC4M 7RB
    UNITED KINGDOM
    Phone
    +4402074382400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Frederick Readhead

    IRN FXR00142

    • [FCA CF] Client dealing (12 Aug 2024 to 12 Sep 2025)
  • George Ellis

    IRN GXE00088

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • George Frettingham

    IRN GXF00285

    • [FCA CF] Client dealing (since 17 Mar 2026)
  • George Harding

    IRN GXH00509

    • [FCA CF] Client dealing (since 31 Oct 2025)
  • George Lucas Mullins

    IRN GXM00608

    • [FCA CF] Client dealing (since 2 May 2022)
  • Graham Lindsay Cooper

    IRN GLC01022

    • CF11 Money Laundering Reporting (24 May 2011 to 19 Feb 2015)
    • CF10 Compliance Oversight (24 May 2011 to 19 Feb 2015)
    • CF30 Customer (1 Nov 2007 to 19 Feb 2015)
    • CF1 Director (1 Dec 2001 to 19 Feb 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Gregory Durrant

    IRN GXD00158

    • [FCA CF] Client dealing (since 3 Jan 2023)
  • Harry Edward Cochrane

    IRN HXC00128

    • [FCA CF] Client dealing (since 1 Jan 2020)
  • Harry James Atkinson

    IRN HXA00095

    • [FCA CF] Client dealing (since 1 Jan 2021)
  • Henry James Rogers

    IRN HXR00090

    • [FCA CF] Client dealing (since 1 Apr 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • OB-Affinity Limited (no longer appointed)

    FRN 603341 · Appointed 28 Jun 2013 · Until 29 Jun 2018 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.