Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (24 May 2011 to 19 Feb 2015)
- CF11 Money Laundering Reporting (24 May 2011 to 19 Feb 2015)
- CF30 Customer (1 Nov 2007 to 19 Feb 2015)
- CF1 Director (1 Dec 2001 to 19 Feb 2015)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.