OHA (UK) LLP

• Principal Place of Business

  4th Floor

  45 Pall Mall

  London

  SW1Y 5JG

  UNITED KINGDOM

  Phone

  +442079683670

  Web

  https://www.oakhilladvisors.com

• Complaints Contact

  4th Floor

  45 Pall Mall

  London

  SW1Y 5JG

  UNITED KINGDOM

  Phone

  +442079683670

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nikhil Kohli

  IRN NXK01490

  • CF30 Customer (16 Jan 2015 to 6 Apr 2018)
• Niklas Hollmann

  IRN NIH01020

  • [FCA CF] Client dealing (since 6 Nov 2023)
• Philip Charles Muller

  IRN PCM01133

  • SMF27 Partner (5 Aug 2022 to 30 Apr 2025)
• Rebecca Anne Hunt

  IRN RXH00847

  • SMF27 Partner (since 17 Jun 2025)
• Richard Peter Munn

  IRN RPM01058

  • CF4 Partner (22 Jul 2014 to 31 Dec 2015)
  • CF30 Customer (22 Jul 2014 to 31 Dec 2015)
  • CF11 Money Laundering Reporting (22 Jul 2014 to 24 Sep 2015)
  • CF10 Compliance Oversight (22 Jul 2014 to 24 Sep 2015)
• Ron Jarosinski

  IRN RXJ01380

  • [FCA CF] Client dealing (since 19 Mar 2025)
  • [FCA CF] Material risk taker (29 Mar 2024 to 19 Mar 2025)
  • [FCA CF] Client dealing (1 Jan 2021 to 29 Mar 2024)
• Saurabh Bhalla

  IRN SXB00607

  • [FCA CF] Material risk taker (since 16 Apr 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2021)
• Scott David Krase

  IRN SDK01050

  • CF30 Customer (22 Jul 2014 to 28 Feb 2019)
• Thomas Doerane

  IRN TXD00114

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Aug 2022)
• Thomas Pearce

  IRN TXP00111

  • [FCA CF] Client dealing (9 Dec 2019 to 23 May 2025)

No changes recorded yet.