Date authorised
1 April 2013
Companies House
05857926
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    UK House
    5th Floor
    164-182 Oxford Street
    London
    Westminster
    W1D 1NN
    UNITED KINGDOM
    Phone
    +4403450404555
  • Complaints Contact

    UK House
    5th Floor
    164-182 Oxford Street
    London
    W1D 1NN
    UNITED KINGDOM
    Phone
    +4403450404555

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Keith John Maddin

    IRN MXK01147

    • CF21 Investment Adviser
    • CF1 Director (29 Nov 2007 to 1 Oct 2014)
    • CF30 Customer (29 Nov 2007 to 1 Oct 2014)
  • Kevin Beirne

    IRN KXB10663

    • SMF3 Executive Director (9 Dec 2019 to 13 Jan 2021)
    • CF1 Director (24 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (28 Jan 2019 to 8 Dec 2019)
  • Laura Halstead

    IRN LXH00295

    • SMF3 Executive Director (since 3 Oct 2023)
    • [FCA CF] Material risk taker (since 12 Sep 2022)
    • [FCA CF] Manager of certification employee (since 12 Sep 2022)
    • [FCA CF] Significant management (since 6 Sep 2021)
  • Lu Wang

    IRN LXW00302

    • [FCA CF] Client dealing (since 1 Sep 2022)
  • Magnus Oluwamayokun Fowler

    IRN MXF00576

    • [FCA CF] Client dealing (since 31 Dec 2024)
  • Malcolm William Biggart

    IRN MWB01094

    • CF11 Money Laundering Reporting (8 Aug 2016 to 30 Nov 2016)
    • CF10 Compliance Oversight (8 Aug 2016 to 30 Nov 2016)
  • Mariya Maksymova

    IRN MXM00940

    • [FCA CF] Client dealing (since 1 Sep 2022)
  • Mark Jonathan Osmond

    IRN MJO01136

    • CF21 Investment Adviser
    • CF11 Money Laundering Reporting (29 Nov 2007 to 20 Nov 2015)
    • CF10 Compliance Oversight (29 Nov 2007 to 20 Nov 2015)
    • CF1 Director (29 Nov 2007 to 20 Nov 2015)
    • CF30 Customer (29 Nov 2007 to 20 Nov 2015)
  • Martin James Swain

    IRN MXS01079

    • [FCA CF] Material risk taker (since 1 Jul 2025)
    • [FCA CF] Client dealing (since 1 Sep 2022)
  • Matthew George Setchell

    IRN MGS01121

    • SMF1 Chief Executive (since 18 Mar 2021)
    • SMF3 Executive Director (since 18 Mar 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.