Malcolm William Biggart

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sumitomo Mitsui DS Asset Management (UK) Limited (no longer approved here)
FRN 115126
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Oct 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Oct 2021)
- CF11 Money Laundering Reporting (12 Feb 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (12 Feb 2018 to 8 Dec 2019)
Octopus Renewables Limited (no longer approved here)
FRN 473797
- CF10 Compliance Oversight (8 Aug 2016 to 30 Nov 2016)
- CF11 Money Laundering Reporting (8 Aug 2016 to 30 Nov 2016)
Octopus AIF Management Limited (no longer approved here)
FRN 615467
- CF11 Money Laundering Reporting (22 Jul 2014 to 30 Nov 2016)
- CF1 Director (22 Jul 2014 to 30 Nov 2016)
- CF10 Compliance Oversight (22 Jul 2014 to 30 Nov 2016)
Octopus Investments Limited (no longer approved here)
FRN 194779
- CF11 Money Laundering Reporting (17 Dec 2013 to 30 Nov 2016)
- CF10 Compliance Oversight (31 Oct 2011 to 30 Nov 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.