Date authorised
1 April 2013
Companies House
05857926
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    UK House
    5th Floor
    164-182 Oxford Street
    London
    Westminster
    W1D 1NN
    UNITED KINGDOM
    Phone
    +4403450404555
  • Complaints Contact

    UK House
    5th Floor
    164-182 Oxford Street
    London
    W1D 1NN
    UNITED KINGDOM
    Phone
    +4403450404555

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Fergus Patrick Macfarlane

    IRN FXM00013

    • [FCA CF] Client dealing (9 Dec 2024 to 6 Mar 2026)
  • Freddie Wilson

    IRN FXW00089

    • [FCA CF] Client dealing (since 9 Dec 2024)
  • Harry Peter Manisty

    IRN HXM00282

    • [FCA CF] Material risk taker (since 1 Sep 2022)
    • [FCA CF] Client dealing (since 1 Sep 2022)
    • [FCA CF] Manager of certification employee (since 1 Sep 2022)
  • Hilary Frances Inglis

    IRN HFK01001

    • [FCA CF] Client dealing (since 31 Jan 2024)
  • Ian Robert Dunn

    IRN IXD00087

    • [FCA CF] Client dealing (since 1 Sep 2022)
  • Idil Bayram Blondes

    IRN IXB00167

    • [FCA CF] Client dealing (since 1 Sep 2022)
  • Ismael Tougui

    IRN IXT00057

    • [FCA CF] Client dealing (since 12 Sep 2022)
  • Joaquin Avila Gonzalez

    IRN JXG00557

    • [FCA CF] Client dealing (12 Sep 2022 to 9 Jun 2023)
  • John Paul Averill

    IRN JPA01086

    • CF11 Money Laundering Reporting (29 Nov 2016 to 7 Sep 2018)
    • CF10 Compliance Oversight (29 Nov 2016 to 7 Sep 2018)
  • Julia Gubar

    IRN JXG00556

    • [FCA CF] Material risk taker (since 30 Jan 2024)
    • [FCA CF] Client dealing (since 12 Sep 2022)

Recent activity

Updates to this firm's record on the FCA register.

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