Occam Underwriting Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial
Investment Advice (no pensions)

For Commercial, Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Non-investment insurance contracts
Insurance Admin

For Commercial, Non-investment insurance contracts
Stockbroking

For Commercial, Non-investment insurance contracts
Investment Setup

For Commercial, Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Lynton David Boardman
IRN LDB01042
- CF2 Non Executive Director (2 Mar 2009 to 14 Jan 2011)
Mark Francis Fisher
IRN MFF01023
- SMF1 Chief Executive (18 Feb 2022 to 19 Dec 2023)
- SMF3 Executive Director (18 Feb 2022 to 19 Dec 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (15 Jan 2021 to 25 Aug 2022)
- CF28 Systems and controls (31 Dec 2018 to 8 Dec 2019)
Mark John Palethorpe
IRN MJP01316
- CF2 Non Executive Director (30 Apr 2007 to 8 Apr 2008)
Michael Andrew Bruce
IRN MAB01282
- [FCA CF] Significant management (since 10 Oct 2023)
Michael Millette
IRN MXM04393
- CF2 Non Executive Director (7 Aug 2018 to 8 Dec 2019)
Neil Crispin Lyndon Prior
IRN NCP01045
- CF29 Significant management (10 May 2013 to 27 Jan 2015)
Neil John Fleming
IRN NJF01080
- CF1 Director (18 Jan 2006 to 11 Sep 2014)
Neil Stevens
IRN NXS02184
- Responsible for Insurance Mediation (3 Feb 2016 to 7 Mar 2016)
- CF29 Significant management (22 Jan 2016 to 30 Oct 2016)
Nicholas Oswald
IRN NXO01128
- CF29 Significant management (17 Feb 2015 to 11 Nov 2015)
Paul Brian Tillett
IRN PBT01005
- CF1 Director (22 Jan 2016 to 27 Jun 2016)

Smaller firms operating under this firm's FCA authorisation.

Strategic Power Systems International (UK) Ltd (no longer appointed)
FRN 521006 · Appointed 23 Mar 2010 · Until 8 Jun 2016
Sciemus Space Insurance Services Ltd (no longer appointed)
FRN 515044 · Appointed 22 Dec 2009 · Until 18 Jan 2023
Sciemus Power MGA Ltd (no longer appointed)
FRN 498519 · Appointed 27 Mar 2009 · Until 15 Aug 2017
Sciemus Property Ltd (no longer appointed)
FRN 479724 · Appointed 1 Mar 2008 · Until 31 Jan 2018
Sciemus Power Ltd (no longer appointed)
FRN 479725 · Appointed 1 Mar 2008 · Until 18 Jan 2023
Sciemus Cyber Ltd (no longer appointed)
FRN 479721 · Appointed 1 Mar 2008 · Until 31 Jan 2018
Sciemus Space Ltd (no longer appointed)
FRN 447056 · Appointed 18 Jan 2006 · Until 18 Jan 2023

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.