Occam Underwriting Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial
Investment Advice (no pensions)

For Commercial, Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Non-investment insurance contracts
Insurance Admin

For Commercial, Non-investment insurance contracts
Stockbroking

For Commercial, Non-investment insurance contracts
Investment Setup

For Commercial, Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Paul Irving Aitchison
IRN PIA01010
- CF29 Significant management (20 Feb 2012 to 27 Jan 2015)
Peter Niland
IRN PXN00004
- SMF16 Compliance Oversight (17 Dec 2020 to 31 Mar 2023)
Phil Sharpe
IRN PXS02206
- CF2 Non Executive Director (29 Mar 2012 to 27 Jan 2015)
Philip Duffin
IRN PXD02016
- [FCA CF] Significant management (10 Dec 2020 to 12 Nov 2025)
- CF29 Significant management (12 Dec 2016 to 8 Dec 2019)
Rick Welsh
IRN RXW01839
- CF3 Chief Executive (7 Mar 2016 to 28 Aug 2018)
- Responsible for Insurance Mediation (3 Feb 2016 to 28 Aug 2018)
- CF1 Director (3 Feb 2016 to 28 Aug 2018)
Robert Stopford Webb
IRN RSW01079
- CF2 Non Executive Director (1 Dec 2010 to 14 Nov 2011)
Robert Ward
IRN RXW00429
- SMF17 Money Laundering Reporting Officer (MLRO) (8 Aug 2023 to 2 Jan 2024)
Russell Stephen Peter Duckworth
IRN RSD01024
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Apr 2021)
- CF2 Non Executive Director (20 Jan 2016 to 8 Dec 2019)
Shane McCauley
IRN SXM01261
- [FCA CF] Significant management (since 10 Oct 2023)
Sima Adhya
IRN SXA01855
- CF1 Director (23 Feb 2010 to 14 Nov 2011)
- Responsible for Insurance Mediation (23 Feb 2010 to 14 Feb 2011)

Smaller firms operating under this firm's FCA authorisation.

Strategic Power Systems International (UK) Ltd (no longer appointed)
FRN 521006 · Appointed 23 Mar 2010 · Until 8 Jun 2016
Sciemus Space Insurance Services Ltd (no longer appointed)
FRN 515044 · Appointed 22 Dec 2009 · Until 18 Jan 2023
Sciemus Power MGA Ltd (no longer appointed)
FRN 498519 · Appointed 27 Mar 2009 · Until 15 Aug 2017
Sciemus Property Ltd (no longer appointed)
FRN 479724 · Appointed 1 Mar 2008 · Until 31 Jan 2018
Sciemus Power Ltd (no longer appointed)
FRN 479725 · Appointed 1 Mar 2008 · Until 18 Jan 2023
Sciemus Cyber Ltd (no longer appointed)
FRN 479721 · Appointed 1 Mar 2008 · Until 31 Jan 2018
Sciemus Space Ltd (no longer appointed)
FRN 447056 · Appointed 18 Jan 2006 · Until 18 Jan 2023

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.