Occam Underwriting Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial
Investment Advice (no pensions)

For Commercial, Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Non-investment insurance contracts
Insurance Admin

For Commercial, Non-investment insurance contracts
Stockbroking

For Commercial, Non-investment insurance contracts
Investment Setup

For Commercial, Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Daniel Carr
IRN DXC07996
- [FCA CF] Significant management (10 Aug 2020 to 30 Nov 2022)
- SMF3 Executive Director (9 Dec 2019 to 27 May 2021)
- CF1 Director (10 Dec 2018 to 8 Dec 2019)
Fu Lan Osmond
IRN FXO00039
- SMF17 Money Laundering Reporting Officer (MLRO) (23 Sep 2022 to 1 Jul 2023)
George Andrew Prescott
IRN GAP01043
- CF2 Non Executive Director (6 Jun 2013 to 11 Sep 2014)
Henry Sopher
IRN HXS01078
- CF2 Non Executive Director (18 Jan 2006 to 1 Dec 2011)
Ian Green
IRN IXG01328
- [FCA CF] Significant management (10 Aug 2020 to 5 Nov 2021)
- CF29 Significant management (9 Aug 2017 to 8 Dec 2019)
Jamie Hough
IRN JXH00477
- [FCA CF] Significant management (since 10 Oct 2023)
Jane Bean
IRN JAB01399
- [FCA CF] Significant management (since 10 Oct 2023)
Jeremy Paul Attard-Manche
IRN JPA01024
- CF2 Non Executive Director (18 Jan 2016 to 2 Nov 2018)
Jonathan Matthew Foley
IRN JMF01131
- CF2 Non Executive Director (11 Jun 2013 to 3 Sep 2014)
Lance John Gibbins
IRN LJG01034
- SMF9 Chair of the Governing Body (5 Jan 2021 to 6 Oct 2023)
- SMF3 Executive Director (9 Dec 2019 to 6 Oct 2023)
- SMF1 Chief Executive (9 Dec 2019 to 18 Feb 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 6 Oct 2023)
- Responsible for Insurance Mediation (28 Aug 2018 to 30 Sep 2018)
- CF1 Director (28 Aug 2018 to 8 Dec 2019)
- CF3 Chief Executive (28 Aug 2018 to 8 Dec 2019)
- CF2 Non Executive Director (14 Jun 2016 to 28 Aug 2018)

Smaller firms operating under this firm's FCA authorisation.

Strategic Power Systems International (UK) Ltd (no longer appointed)
FRN 521006 · Appointed 23 Mar 2010 · Until 8 Jun 2016
Sciemus Space Insurance Services Ltd (no longer appointed)
FRN 515044 · Appointed 22 Dec 2009 · Until 18 Jan 2023
Sciemus Power MGA Ltd (no longer appointed)
FRN 498519 · Appointed 27 Mar 2009 · Until 15 Aug 2017
Sciemus Property Ltd (no longer appointed)
FRN 479724 · Appointed 1 Mar 2008 · Until 31 Jan 2018
Sciemus Power Ltd (no longer appointed)
FRN 479725 · Appointed 1 Mar 2008 · Until 18 Jan 2023
Sciemus Cyber Ltd (no longer appointed)
FRN 479721 · Appointed 1 Mar 2008 · Until 31 Jan 2018
Sciemus Space Ltd (no longer appointed)
FRN 447056 · Appointed 18 Jan 2006 · Until 18 Jan 2023

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.