Occam Underwriting Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial
Investment Advice (no pensions)

For Commercial, Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Non-investment insurance contracts
Insurance Admin

For Commercial, Non-investment insurance contracts
Stockbroking

For Commercial, Non-investment insurance contracts
Investment Setup

For Commercial, Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Alan Haskell
IRN AXH01768
- CF2 Non Executive Director (18 Jan 2006 to 30 Apr 2007)
Alan Punter
IRN AXP01258
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 6 Oct 2023)
- CF2 Non Executive Director (1 Oct 2018 to 8 Dec 2019)
Andre Thomas Finn
IRN ATF01019
- CF8 Apportionment and Oversight (3 Jul 2006 to 31 Mar 2009)
- CF1 Director (18 Jan 2006 to 27 Jan 2016)
- Responsible for Insurance Mediation (18 Jan 2006 to 27 Jan 2016)
- CF3 Chief Executive (18 Jan 2006 to 27 Jan 2016)
Andrew Stewart Hunter
IRN ASH01128
- [FCA CF] Significant management (since 1 Apr 2024)
Barry Driscoll
IRN BXD00212
- [FCA CF] Significant management (since 10 Oct 2023)
Christian Parker
IRN CXP01920
- [FCA CF] Significant management (10 Oct 2023 to 11 Oct 2023)
Christopher McFadden
IRN CXM01701
- CF2 Non Executive Director (18 Jan 2006 to 14 Nov 2011)
Clive Nathan
IRN CXN01119
- Responsible for Insurance Distribution (since 19 Dec 2023)
- SMF3 Executive Director (since 19 Dec 2023)
- SMF1 Chief Executive (since 19 Dec 2023)
- [FCA CF] Significant management (10 Oct 2023 to 19 Dec 2023)
- Director of firm who is not a certification employee or a SMF manager (6 Oct 2023 to 19 Dec 2023)
Clive Robert Richardson
IRN CRR01041
- CF2 Non Executive Director (6 May 2008 to 13 Jan 2009)
Daniel Berry
IRN DXB02131
- [FCA CF] Significant management (since 10 Oct 2023)

Smaller firms operating under this firm's FCA authorisation.

Strategic Power Systems International (UK) Ltd (no longer appointed)
FRN 521006 · Appointed 23 Mar 2010 · Until 8 Jun 2016
Sciemus Space Insurance Services Ltd (no longer appointed)
FRN 515044 · Appointed 22 Dec 2009 · Until 18 Jan 2023
Sciemus Power MGA Ltd (no longer appointed)
FRN 498519 · Appointed 27 Mar 2009 · Until 15 Aug 2017
Sciemus Property Ltd (no longer appointed)
FRN 479724 · Appointed 1 Mar 2008 · Until 31 Jan 2018
Sciemus Power Ltd (no longer appointed)
FRN 479725 · Appointed 1 Mar 2008 · Until 18 Jan 2023
Sciemus Cyber Ltd (no longer appointed)
FRN 479721 · Appointed 1 Mar 2008 · Until 31 Jan 2018
Sciemus Space Ltd (no longer appointed)
FRN 447056 · Appointed 18 Jan 2006 · Until 18 Jan 2023

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.