Date authorised
6 March 2015
Companies House
08595042
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    57 Broadwick Street
    London
    W1F 9QS
    UNITED KINGDOM
    Phone
    +4403303801181
  • Complaints Contact

    Oaknorth Bank
    Ship Canal House
    98 King Street
    Manchester
    M2 4WU
    UNITED KINGDOM
    Phone
    +443303801181

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Retail (Investment), Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Land Loan Advice

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Government and public security

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trades With You Directly

    For Eligible Counterparty, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Eligible Counterparty, Government and public security

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mohith Sondhi

    IRN MXS01553

    • [PRA CF] Significant risk taker or Material risk taker (since 8 Mar 2021)
    • [FCA CF] Material risk taker (since 8 Mar 2021)
    • [PRA CF] Key function holder (31 Dec 2019 to 7 Mar 2021)
  • Murali Mohan Reddy

    IRN MXR01780

    • SMF2 Chief Finance (7 Mar 2016 to 1 Jul 2016)
    • CF28 Systems and controls (6 Mar 2015 to 6 Mar 2016)
    • CF1 Director (6 Mar 2015 to 6 Mar 2016)
  • Navtej Singh Nandra

    IRN NSN01008

    • SMF14 Senior Independent Director (14 Jun 2017 to 31 Oct 2021)
    • SMF11 Chair of the Audit Committee (14 Jun 2017 to 3 Nov 2020)
  • Neil Evans

    IRN NXE01182

    • SMF18 Other Overall Responsibility (3 Apr 2019 to 16 Jan 2026)
    • SMF7 Group Entity Senior Manager (4 Jul 2016 to 3 Apr 2019)
    • CF28 Systems and controls (15 Jun 2015 to 6 Mar 2016)
  • Neil William Robinson

    IRN NXR44719

    • SMF24 Chief Operations (6 Feb 2023 to 24 Apr 2023)
    • [PRA CF] Key function holder (26 Feb 2018 to 7 Mar 2021)
    • [PRA CF] Significant risk taker or Material risk taker (26 Feb 2018 to 29 Sep 2023)
    • [FCA CF] Material risk taker (26 Feb 2018 to 29 Sep 2023)
  • Nicholas Lee

    IRN NXL09640

    • [FCA CF] Material risk taker (7 Mar 2022 to 16 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2022 to 16 Jan 2025)
  • Nicholas Price

    IRN NJP01144

    • SMF2 Chief Finance (16 Nov 2016 to 12 Jan 2017)
  • Nicola Amanda Peters

    IRN NAP01067

    • [PRA CF] Key function holder (7 Mar 2017 to 7 Mar 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 12 Aug 2022)
    • [FCA CF] Material risk taker (7 Mar 2017 to 12 Aug 2022)
  • Nilan Hilarion Peiris

    IRN NXP00264

    • Director of firm who is not a certification employee or a SMF manager (since 2 Sep 2024)
  • Nivedita Subramanian

    IRN NXS01864

    • CF29 Significant management (6 Mar 2015 to 6 Mar 2015)

Recent activity

Updates to this firm's record on the FCA register.

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