Date authorised
6 March 2015
Companies House
08595042
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    57 Broadwick Street
    London
    W1F 9QS
    UNITED KINGDOM
    Phone
    +4403303801181
  • Complaints Contact

    Oaknorth Bank
    Ship Canal House
    98 King Street
    Manchester
    M2 4WU
    UNITED KINGDOM
    Phone
    +443303801181

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Retail (Investment), Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Land Loan Advice

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Government and public security

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trades With You Directly

    For Eligible Counterparty, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Eligible Counterparty, Government and public security

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jerry Steven Finley Jr

    IRN JXF32557

    • [PRA CF] Significant risk taker or Material risk taker (31 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Significant management (31 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Material risk taker (31 Dec 2019 to 31 Dec 2021)
  • Joanna Elizabeth Power

    IRN JXP01169

    • [PRA CF] Significant risk taker or Material risk taker (since 16 Sep 2025)
    • [FCA CF] Material risk taker (since 16 Sep 2025)
  • Joel Jack Perlman Azout

    IRN JJP01108

    • SMF3 Executive Director (since 7 Mar 2016)
    • [FCA CF] Material risk taker (7 Mar 2021 to 28 Feb 2026)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2021 to 28 Feb 2026)
    • CF1 Director (6 Mar 2015 to 6 Mar 2016)
  • Katarzyna Maria Robinski / Robinska

    IRN KMR01038

    • SMF11 Chair of the Audit Committee (3 Nov 2020 to 4 Jun 2021)
  • Katherine Therese Harrison

    IRN KXH00227

    • [FCA CF] Material risk taker (7 Mar 2021 to 28 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2021 to 28 Feb 2025)
  • Kristjan Kaar

    IRN KXK00309

    • [PRA CF] Significant risk taker or Material risk taker (11 Jan 2023 to 10 Jan 2025)
    • [FCA CF] Material risk taker (11 Jan 2023 to 10 Jan 2025)
  • Maria Paz Sanchez Garcia

    IRN MXS00662

    • [FCA CF] Material risk taker (7 Mar 2021 to 3 Jun 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2021 to 3 Jun 2022)
  • Mark Steele

    IRN MXS84448

    • SMF4 Chief Risk (since 4 Apr 2024)
  • Matthew Lang Rigby

    IRN MLR01079

    • SMF5 Head of Internal Audit (since 11 Mar 2022)
  • Michael John Hancock

    IRN MXH00787

    • SMF24 Chief Operations (16 Dec 2022 to 31 Jul 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.