OakNorth Bank plc

• Principal Place of Business

  57 Broadwick Street

  London

  W1F 9QS

  UNITED KINGDOM

  Phone

  +4403303801181

  Web

  https://oaknorth.co.uk

• Complaints Contact

  Oaknorth Bank

  Ship Canal House

  98 King Street

  Manchester

  M2 4WU

  UNITED KINGDOM

  Phone

  +443303801181

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Land Loan Advice

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Government and public security

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trades With You Directly

  For Eligible Counterparty, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Eligible Counterparty, Government and public security

• David John Watt

  IRN DXW00453

  • [FCA CF] Material risk taker (7 Mar 2022 to 24 Jun 2022)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2022 to 24 Jun 2022)
• David Michael Pollins

  IRN DXP00624

  • [PRA CF] Significant risk taker or Material risk taker (since 23 Aug 2024)
  • [FCA CF] Material risk taker (since 23 Aug 2024)
• Edward Berk

  IRN EXB01525

  • SMF12 Chair of the Remuneration Committee (since 26 Mar 2024)
  • SMF14 Senior Independent Director (since 19 Apr 2022)
  • [FCA CF] Material risk taker (9 May 2017 to 7 Mar 2021)
  • [PRA CF] Significant risk taker or Material risk taker (9 May 2017 to 7 Mar 2021)
  • Director of firm who is not a certification employee or a SMF manager (9 May 2017 to 19 Apr 2022)
• Francesca Gandolfo

  IRN FXG01291

  • SMF24 Chief Operations (19 Jan 2018 to 28 Mar 2018)
  • SMF7 Group Entity Senior Manager (7 Mar 2016 to 28 Mar 2018)
  • CF29 Significant management (24 Aug 2015 to 6 Mar 2016)
• Gagan Banga

  IRN GXB02219

  • CF2 Non Executive Director (2 Feb 2016 to 6 Mar 2016)
• Graham Leslie Olive

  IRN GLO01011

  • SMF3 Executive Director (7 Mar 2016 to 22 Mar 2019)
  • CF1 Director (26 Feb 2016 to 6 Mar 2016)
• James Cashmore

  IRN JXC02802

  • SMF16 Compliance Oversight (7 Mar 2016 to 18 May 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 30 Nov 2020)
  • SMF4 Chief Risk (7 Mar 2016 to 14 Apr 2024)
  • CF11 Money Laundering Reporting (17 Jun 2015 to 6 Mar 2016)
  • CF28 Systems and controls (17 Jun 2015 to 6 Mar 2016)
  • CF10 Compliance Oversight (17 Jun 2015 to 6 Mar 2016)
• Jason Arthur Davies

  IRN AXD02219

  • CF29 Significant management (6 Mar 2015 to 21 Apr 2015)
• Jason Drummond

  IRN JXD37278

  • SMF18 Other Overall Responsibility (8 Dec 2025 to 2 Apr 2026)
• Jean-Michel Frederic Yves Garcia-Alvarez

  IRN JFG01073

  • SMF5 Head of Internal Audit (7 Mar 2016 to 4 Feb 2022)
  • CF28 Systems and controls (6 Mar 2015 to 6 Mar 2016)

No changes recorded yet.