OakNorth Bank plc

• Principal Place of Business

  57 Broadwick Street

  London

  W1F 9QS

  UNITED KINGDOM

  Phone

  +4403303801181

  Web

  https://oaknorth.co.uk

• Complaints Contact

  Oaknorth Bank

  Ship Canal House

  98 King Street

  Manchester

  M2 4WU

  UNITED KINGDOM

  Phone

  +443303801181

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Land Loan Advice

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Government and public security

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trades With You Directly

  For Eligible Counterparty, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Eligible Counterparty, Government and public security

• Benjamin Barbanel

  IRN BXB01151

  • SMF18 Other Overall Responsibility (since 6 Jun 2019)
  • CF29 Significant management (6 Mar 2015 to 6 Mar 2016)
  • CF30 Customer (6 Mar 2015 to 6 Mar 2016)
• Benjamin Philip Wulwik

  IRN BXW32556

  • [FCA CF] Material risk taker (since 7 Mar 2017)
  • [FCA CF] Significant management (since 7 Mar 2017)
  • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2017)
• Carl Pearse

  IRN CXP00499

  • SMF24 Chief Operations (4 Oct 2025 to 20 Jan 2026)
  • [PRA CF] Significant risk taker or Material risk taker (11 Aug 2025 to 4 Oct 2025)
  • [FCA CF] Material risk taker (11 Aug 2025 to 4 Oct 2025)
• Carolyn Margaret Schuetz

  IRN CMS01189

  • SMF11 Chair of the Audit Committee (since 23 Feb 2022)
• Chirag Deepesh Thakrar

  IRN CXT00065

  • [FCA CF] Material risk taker (since 8 Mar 2021)
  • [PRA CF] Significant risk taker or Material risk taker (since 8 Mar 2021)
  • [PRA CF] Key function holder (31 Dec 2019 to 7 Mar 2021)
• Christopher Andrew Swarbrick

  IRN CXS32559

  • [FCA CF] Material risk taker (8 Mar 2021 to 11 Oct 2024)
  • [PRA CF] Significant risk taker or Material risk taker (8 Mar 2021 to 11 Oct 2024)
  • [PRA CF] Key function holder (31 Dec 2019 to 7 Mar 2021)
• Cristina Alba Ochoa

  IRN CXA01634

  • SMF2 Chief Finance (30 Mar 2017 to 31 Jan 2021)
• Cyrus Ardalan

  IRN CXA01091

  • SMF13 Chair of the Nominations Committee (6 Nov 2022 to 31 Dec 2023)
  • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 31 Dec 2023)
  • SMF9 Chair of the Governing Body (7 Mar 2016 to 31 Dec 2023)
  • CF2 Non Executive Director (29 Jun 2015 to 6 Mar 2016)
• Damien Jonathan Hughes

  IRN DXH44736

  • [FCA CF] Material risk taker (8 Mar 2021 to 28 Feb 2025)
  • [PRA CF] Significant risk taker or Material risk taker (8 Mar 2021 to 28 Feb 2025)
  • [PRA CF] Key function holder (31 Dec 2019 to 7 Mar 2021)
• David Anthony Webley

  IRN DXW00081

  • [FCA CF] Material risk taker (1 Mar 2023 to 30 Jun 2025)
  • [PRA CF] Significant risk taker or Material risk taker (8 Mar 2021 to 30 Jun 2025)
  • [PRA CF] Key function holder (31 Dec 2019 to 7 Mar 2021)

No changes recorded yet.