NYL Investments UK LLP

• Principal Place of Business

  200 Aldersgate Street

  London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +12127585400

  Web

  https://www.mackayshields.com

• Complaints Contact

  200 Aldersgate Street

  London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +12127585400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anahita Asadi

  IRN AXA01948

  • [FCA CF] Client dealing (since 21 Mar 2025)
• Christopher James Garcia

  IRN CJG01146

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Nov 2025)
  • [FCA CF] Client dealing (since 3 Apr 2023)
• Christopher Paul Fitzgerald

  IRN CXF00191

  • SMF16 Compliance Oversight (since 18 Dec 2023)
• Daniel Zaczkiewicz

  IRN DXZ69754

  • [FCA CF] Client dealing (since 23 Oct 2023)
• Gabriela Romano Sebrell

  IRN GXR00275

  • [FCA CF] Client dealing (since 23 Oct 2023)
• Gordana Ilic

  IRN GXI01119

  • [FCA CF] Client dealing (3 Apr 2023 to 9 Aug 2024)
• Harry Drake-Brockman

  IRN HXD00255

  • [FCA CF] Client dealing (since 2 Apr 2026)
• Henry Stipp

  IRN HXS01193

  • [FCA CF] Client dealing (3 Apr 2023 to 31 Oct 2025)
• JHeffrey Scott Phlegar

  IRN JXP00515

  • SMF1 Chief Executive (3 Apr 2023 to 8 Mar 2024)
  • SMF27 Partner (3 Apr 2023 to 8 Mar 2024)
• Madeleine Fulst

  IRN MXF01714

  • SMF27 Partner (since 3 Apr 2023)

No changes recorded yet.