NYL Investments UK LLP

• Principal Place of Business

  200 Aldersgate Street

  London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +12127585400

  Web

  https://www.mackayshields.com

• Complaints Contact

  200 Aldersgate Street

  London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +12127585400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Smith-Lyons

  IRN MXS03857

  • SMF17 Money Laundering Reporting Officer (MLRO) (8 Jan 2024 to 31 Oct 2025)
• Martin Joel Haarmans

  IRN MXH25559

  • [FCA CF] Client dealing (since 18 Jun 2025)
• Michael John Ginnelly

  IRN MJG01398

  • SMF17 Money Laundering Reporting Officer (MLRO) (3 Apr 2023 to 31 Dec 2023)
  • SMF16 Compliance Oversight (3 Apr 2023 to 18 Dec 2023)
• Miles Dempster

  IRN MXD02222

  • [FCA CF] Client dealing (since 19 Mar 2025)
• Mindaugas Lepeska

  IRN MXL00083

  • [FCA CF] Client dealing (since 23 Sep 2025)
• Philip Fielding

  IRN PXL01461

  • SMF27 Partner (3 Apr 2023 to 31 Jan 2025)
• Trevedi Tewari

  IRN TXT07782

  • [FCA CF] Client dealing (3 Apr 2023 to 31 Dec 2024)
• Valentina Shan Chen

  IRN VSC01007

  • SMF27 Partner (since 3 Apr 2023)

No changes recorded yet.