NUCLEUS FINANCIAL SERVICES LIMITED

• Principal Place of Business

  Greenside

  12 Blenheim Place

  Edinburgh

  Midlothian

  EH7 5JH

  UNITED KINGDOM

  Phone

  +4401312269800

  Web

  https://www.nucleusfinancial.com

• Complaints Contact

  Suite B & C

  First Floor

  Milford House

  43 - 55, Milford Street

  Salisbury

  Wiltshire

  SP1 2BP

  UNITED KINGDOM

  Phone

  +4401312269740

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · The firm is limited to dealing as principal in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• JOHN BAKER

  IRN JXB03310

  • [FCA CF] Significant management (14 Nov 2022 to 1 Sep 2025)
• James Anthony Angus Samuels

  IRN JAS01159

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 6 Aug 2021)
  • CF2 Non Executive Director (19 Dec 2006 to 8 Dec 2019)
• Janet Akbas

  IRN JXA01614

  • CF11 Money Laundering Reporting (15 Jan 2010 to 7 Jul 2011)
• Jason Gardiner

  IRN JXG01005

  • [FCA CF] Significant management (since 9 Feb 2026)
• Jeffrey James Spence

  IRN JJS01147

  • CF10a CASS Oversight function (4 Jul 2013 to 23 Nov 2015)
• Jennifer Ann Woods

  IRN JXW01226

  • [FCA CF] Significant management (since 14 Mar 2025)
• Jennifer Helen Thorpe

  IRN JXT00535

  • SMF24 Chief Operations (since 1 Jul 2024)
  • [FCA CF] Significant management (21 Nov 2022 to 30 Jun 2024)
• Jennifer O'Brien

  IRN JXO00091

  • [FCA CF] Significant management (24 Mar 2025 to 29 Oct 2025)
• Jeremy Paul Gibson

  IRN JPG01076

  • CF2 Non Executive Director (15 Jan 2013 to 8 Dec 2019)
• Joanne Elizabeth Penny

  IRN JXP00452

  • [FCA CF] Significant management (since 8 Aug 2024)

No changes recorded yet.