NUCLEUS FINANCIAL SERVICES LIMITED

• Principal Place of Business

  Greenside

  12 Blenheim Place

  Edinburgh

  Midlothian

  EH7 5JH

  UNITED KINGDOM

  Phone

  +4401312269800

  Web

  https://www.nucleusfinancial.com

• Complaints Contact

  Suite B & C

  First Floor

  Milford House

  43 - 55, Milford Street

  Salisbury

  Wiltshire

  SP1 2BP

  UNITED KINGDOM

  Phone

  +4401312269740

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · The firm is limited to dealing as principal in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew John Ring

  IRN AJR01434

  • SMF2 Chief Finance (since 15 Oct 2025)
• Andrew Joseph SMITH

  IRN AJS01659

  • [FCA CF] Significant management (22 Nov 2022 to 18 Dec 2023)
  • SMF18 Other Overall Responsibility (13 Aug 2021 to 22 Nov 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2021)
  • CF29 Significant management (23 Sep 2015 to 8 Dec 2019)
  • CF28 Systems and controls (7 Jul 2011 to 31 Aug 2012)
• Andrew Weller

  IRN AXW54775

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jul 2024)
  • [FCA CF] Material risk taker (1 Jul 2022 to 29 Jul 2024)
  • [FCA CF] Significant management (1 Jul 2022 to 29 Jul 2024)
• Angela Mary Cooper

  IRN AXC03541

  • [FCA CF] Significant management (since 1 Oct 2025)
• Angus Gunn

  IRN AXG01098

  • [FCA CF] Significant management (since 23 Sep 2025)
• Arthur Mark Dearsley

  IRN AMD01125

  • SMF9 Chair of the Governing Body (7 Oct 2021 to 11 Nov 2022)
• Ashley John Hynam

  IRN AXH01761

  • [FCA CF] Significant management (since 4 Aug 2025)
  • [FCA CF] Material risk taker (since 4 Aug 2025)
• Barry Neilson

  IRN BXN01141

  • SMF18 Other Overall Responsibility (5 Aug 2021 to 26 Aug 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Aug 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 26 Aug 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 26 Aug 2021)
  • CF29 Significant management (29 Feb 2012 to 8 Dec 2019)
• Bhekithemba Thabo Phumula Karl Mangaribo Gamedze

  IRN BTG01011

  • CF2 Non Executive Director (1 Jul 2008 to 19 Jul 2008)
• Cathryn Riley

  IRN CER01019

  • SMF12 Chair of the Remuneration Committee (since 26 Jul 2024)

No changes recorded yet.