NUCLEUS FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
05629686
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Greenside
    12 Blenheim Place
    Edinburgh
    Midlothian
    EH7 5JH
    UNITED KINGDOM
    Phone
    +4401312269800
    Web
    https://www.nucleusfinancial.com

  • Complaints Contact

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4401312269740

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as principal in investments in the rights under the scheme(s) it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Wynne-Jones

    IRN SXW00629

    • [FCA CF] Significant management (since 1 Jul 2022)
  • Steven King

    IRN SXK01009

    • [FCA CF] Significant management (since 12 Sep 2025)
  • Stuart James Geard

    IRN SJG01233

    • SMF2 Chief Finance (6 Aug 2021 to 12 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 12 Sep 2022)
    • CF28 Systems and controls (22 Nov 2017 to 8 Dec 2019)
    • CF1 Director (20 Nov 2012 to 8 Dec 2019)
    • CF2 Non Executive Director (7 Jul 2009 to 20 Nov 2012)
  • Tracy Dunley-Owen

    IRN TXD01513

    • CF2 Non Executive Director (12 Jun 2018 to 8 Dec 2019)
  • Valerie Rogerson

    IRN VXR00029

    • [FCA CF] Significant management (9 Dec 2019 to 26 Jun 2023)
  • William De Bretton Priestley

    IRN WDP01004

    • SMF13 Chair of the Nominations Committee (11 Oct 2021 to 16 Dec 2022)
    • SMF12 Chair of the Remuneration Committee (11 Oct 2021 to 16 Dec 2022)
  • Yvonne Clough

    IRN YXC01079

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jun 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jun 2020)
    • CF10 Compliance Oversight (6 Nov 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Nov 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.