NS ASSET MANAGEMENT UK LTD

Date authorised
1 April 2013
Companies House
02946806
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    N S Asset Management UK Ltd
    25 Upper Brook Street
    London
    Westminster
    W1K 7QD
    UNITED KINGDOM
    Phone
    +4402075295350
    Web
    https://www.nspgroup.com

  • Complaints Contact

    N S Asset Management UK Ltd
    25 Upper Brook Street
    London
    Westminster
    W1K 7QD
    UNITED KINGDOM
    Phone
    +4402075295350

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ewen Alan Macpherson

    IRN EAM01040

    • CF30 Customer (1 Nov 2007 to 31 Jan 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 31 Jan 2015)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Guy Alain Thierry Oppenheim

    IRN GAO01008

    • CF28 Systems and controls (1 Nov 2007 to 28 May 2009)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF11 Money Laundering Reporting (27 Mar 2003 to 3 Apr 2008)
    • CF13 Finance (24 Jul 2002 to 31 Oct 2007)
    • CF10 Compliance Oversight (24 Jul 2002 to 3 Apr 2008)
    • CF27 Investment Management (14 Mar 2002 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Mar 2002 to 31 Oct 2007)
    • CF1 Director (14 Mar 2002 to 30 Sep 2009)
    • CF21 Investment Adviser (14 Mar 2002 to 31 Oct 2007)
    • CF3 Chief Executive (14 Mar 2002 to 28 May 2009)
  • Herwig Guido Helena Van Hove

    IRN HGV01005

    • CF1 Director (22 Sep 2011 to 14 Oct 2013)
  • James Galbraith Alexander Von Claer

    IRN JGV01016

    • CF30 Customer (10 May 2016 to 31 Dec 2017)
  • Janine Catterson

    IRN JXL01491

    • CF30 Customer (1 Nov 2007 to 15 Nov 2007)
    • CF27 Investment Management (19 Aug 2004 to 31 Oct 2007)
  • John Antony Hockin

    IRN JAH01191

    • CF1 Director (1 Dec 2001 to 17 Jul 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 17 Jul 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
    • CF27 Investment Management (1 Dec 2001 to 17 Jul 2002)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 8 Mar 2002)
  • Julian Timothy Elliott

    IRN JTE01006

    • CF2 Non Executive Director (26 Jul 2004 to 25 Mar 2009)
  • Nadine Nassar

    IRN NXN01103

    • CF30 Customer (1 Jan 2008 to 8 Apr 2008)
  • Olivier Michel Andre Favre-Gilly

    IRN OXF01002

    • CF21 Investment Adviser (17 Jan 2006 to 8 Jul 2006)
    • CF27 Investment Management (17 Jan 2006 to 5 Jul 2006)
    • CF1 Director (17 Jan 2006 to 5 Jul 2006)
  • Patrick Hamon

    IRN PXH24596

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.