Guy Alain Thierry Oppenheim

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NS ASSET MANAGEMENT UK LTD (no longer approved here)

    FRN 170942

    • CF28 Systems and controls (1 Nov 2007 to 28 May 2009)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF11 Money Laundering Reporting (27 Mar 2003 to 3 Apr 2008)
    • CF13 Finance (24 Jul 2002 to 31 Oct 2007)
    • CF10 Compliance Oversight (24 Jul 2002 to 3 Apr 2008)
    • CF8 Apportionment and Oversight (14 Mar 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (14 Mar 2002 to 31 Oct 2007)
    • CF27 Investment Management (14 Mar 2002 to 31 Oct 2007)
    • CF3 Chief Executive (14 Mar 2002 to 28 May 2009)
    • CF1 Director (14 Mar 2002 to 30 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

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