Date authorised
1 April 2013
Companies House
00064269
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Mallinson House,
    40-42 St. Peters Street
    St. Albans
    Hertfordshire
    AL1 3NP
    UNITED KINGDOM
    Phone
    +4401727832161
  • Complaints Contact

    Mallinson House
    40-42 St. Peter's Street
    St. Albans
    Hertfordshire
    AL1 3NP
    UNITED KINGDOM
    Phone
    +4401727832161

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nick Dinsdale

    IRN NXD00184

    • SMF23 Chief Underwriting Officer (since 12 Mar 2025)
  • Patricia Diane Kennerley

    IRN PDK01024

    • CF2 Non Executive Director (28 Jan 2003 to 1 Apr 2008)
  • Paul Bennett

    IRN PXB01896

    • CF2 Non Executive Director (27 Feb 2008 to 18 Dec 2008)
  • Paul David Sayles

    IRN PXS00405

    • SMF2 Chief Finance (since 19 Oct 2021)
  • Paul Neville Coleman

    IRN PNC01037

    • SMF1 Chief Executive (10 Dec 2018 to 27 Mar 2023)
    • SMF20 Chief Actuary (10 Dec 2018 to 27 Mar 2023)
    • SMF23 Chief Underwriting Officer (10 Dec 2018 to 27 Mar 2023)
    • SMF4 Chief Risk (10 Dec 2018 to 17 Jan 2020)
    • SMF5 Head of Internal Audit (10 Dec 2018 to 17 Jan 2020)
    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 17 Jan 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 27 Mar 2023)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF20 Chief Actuary Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 9 Dec 2018)
    • CF3 Chief Executive (4 Feb 2016 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (19 May 2010 to 6 Mar 2016)
    • CF1 Director (12 Feb 2008 to 6 Mar 2016)
    • Responsible for Insurance Mediation (12 Feb 2008 to 30 Jul 2008)
  • Paul Rees

    IRN PXR00409

    • Director of firm who is not a certification employee or a SMF manager (9 Jul 2024 to 16 Jan 2025)
  • Peter Cattee

    IRN PXC01473

    • CF2 Non Executive Director (1 Dec 2001 to 18 Dec 2008)
  • Philip Galt

    IRN PXG91466

    • Director of firm who is not a certification employee or a SMF manager (27 Jul 2020 to 12 Sep 2023)
  • Raina Jordan

    IRN RXJ01173

    • CF17 Significant Mgt (Other Business Operations) (25 Oct 2004 to 30 Apr 2007)
  • Raj Kumar Aggarwal

    IRN RKA01011

    • CF2 Non Executive Director (30 Jul 2004 to 29 Nov 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.