Date authorised
1 April 2013
Companies House
00064269
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Mallinson House,
    40-42 St. Peters Street
    St. Albans
    Hertfordshire
    AL1 3NP
    UNITED KINGDOM
    Phone
    +4401727832161
  • Complaints Contact

    Mallinson House
    40-42 St. Peter's Street
    St. Albans
    Hertfordshire
    AL1 3NP
    UNITED KINGDOM
    Phone
    +4401727832161

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rajesh Patel

    IRN RXP01256

    • Director of firm who is not a certification employee or a SMF manager (12 Nov 2019 to 25 Apr 2023)
    • CF2 Non Executive Director (1 Dec 2001 to 18 Dec 2008)
  • Rakesh Panesar

    IRN RXP01364

    • CF2 Non Executive Director (22 Apr 2003 to 29 Nov 2005)
  • Richard Jonathon Crompton Maw

    IRN RJM01152

    • CF8 Apportionment and Oversight (8 May 2007 to 1 Aug 2007)
    • CF3 Chief Executive (8 May 2007 to 1 Aug 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Aug 2007)
    • CF1 Director (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 19 Aug 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Apr 2007)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • Richard Owen Evans

    IRN ROE00002

    • CF2 Non Executive Director (1 Dec 2001 to 27 Apr 2004)
  • Robert Frank Gould

    IRN RFG01018

    • CF2 Non Executive Director (10 Aug 2004 to 29 Nov 2005)
  • Robert Sidney Curd

    IRN RSC01072

    • CF2 Non Executive Director (9 Jun 2004 to 29 Nov 2005)
  • Russell Oliver White

    IRN RXW00461

    • SMF1 Chief Executive (since 7 Aug 2023)
    • SMF20 Chief Actuary (since 7 Aug 2023)
    • SMF3 Executive Director (since 28 Feb 2023)
    • SMF23 Chief Underwriting Officer (7 Aug 2023 to 12 Mar 2025)
  • Sean Philip Woodward

    IRN SPW01085

    • CF2 Non Executive Director (1 Dec 2001 to 29 Nov 2005)
  • Shirley Lenore Beglinger

    IRN SLB01066

    • CF2 Non Executive Director (6 Aug 2009 to 17 Oct 2015)
  • Simon Charles Barwell

    IRN SCB01100

    • CF29 Significant management (27 Feb 2008 to 1 May 2008)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.