Date authorised
1 April 2013
Companies House
00064269
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Mallinson House,
    40-42 St. Peters Street
    St. Albans
    Hertfordshire
    AL1 3NP
    UNITED KINGDOM
    Phone
    +4401727832161
  • Complaints Contact

    Mallinson House
    40-42 St. Peter's Street
    St. Albans
    Hertfordshire
    AL1 3NP
    UNITED KINGDOM
    Phone
    +4401727832161

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lisa Banks

    IRN LXB08212

    • Responsible for Insurance Distribution (since 28 Mar 2023)
    • SMF24 Chief Operations (since 4 Apr 2019)
  • Mandy Hunt

    IRN MXH00184

    • SMF10 Chair of the Risk Committee (since 3 Feb 2026)
  • Martin Bennett

    IRN MXB01809

    • CF2 Non Executive Director (13 Dec 2002 to 24 Jan 2006)
  • Matthew Price

    IRN MXP01549

    • CF2 Non Executive Director (26 May 2004 to 29 Nov 2005)
  • Michael Francis Guerin

    IRN MFG01033

    • CF2 Non Executive Director (23 Mar 2005 to 29 Nov 2005)
  • Michael Francis Guerin

    IRN MFG01063

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 9 Apr 2025)
    • SIMF7 Group Entity Senior Insurance Manager Function (8 Nov 2016 to 9 Dec 2018)
  • Michael John Dennis

    IRN MJD01353

    • CF28 Systems and controls (19 Mar 2008 to 24 Mar 2009)
  • Nagra Jshree Mohanrao

    IRN NRM01051

    • CF10 Compliance Oversight (1 Aug 2005 to 30 Apr 2007)
  • Neil Graeme Smith

    IRN NGS01060

    • CF1 Director (25 Aug 2015 to 31 Oct 2015)
  • Nicholas Robert Kaye

    IRN NXK00342

    • Director of firm who is not a certification employee or a SMF manager (since 10 Jul 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.