Date authorised
1 April 2013
Companies House
00064269
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Mallinson House,
    40-42 St. Peters Street
    St. Albans
    Hertfordshire
    AL1 3NP
    UNITED KINGDOM
    Phone
    +4401727832161
  • Complaints Contact

    Mallinson House
    40-42 St. Peter's Street
    St. Albans
    Hertfordshire
    AL1 3NP
    UNITED KINGDOM
    Phone
    +4401727832161

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian James

    IRN IXJ00076

    • Director of firm who is not a certification employee or a SMF manager (12 Nov 2024 to 11 Nov 2025)
  • Ian James Johnstone

    IRN IJJ01006

    • CF2 Non Executive Director (1 Dec 2001 to 27 Apr 2004)
  • Ian Martin Facer

    IRN IMF01021

    • CF2 Non Executive Director (26 May 2004 to 29 Nov 2005)
  • Ian Richard Conquest

    IRN IRC01042

    • CF2 Non Executive Director (1 Dec 2001 to 21 Jun 2002)
  • James Bernard Semple

    IRN JBS01060

    • CF2 Non Executive Director (27 Mar 2003 to 29 Nov 2005)
  • Jan Barend Badenhorst

    IRN JXB03261

    • Director of firm who is not a certification employee or a SMF manager (10 May 2023 to 12 Jan 2024)
  • Jeremy Rankin Clitherow

    IRN JRC01134

    • CF2 Non Executive Director (26 May 2004 to 20 Sep 2005)
  • John Gerard Patrick D'Arcy

    IRN JGD01023

    • CF3 Chief Executive (10 Feb 2005 to 30 Apr 2007)
    • CF8 Apportionment and Oversight (10 Feb 2005 to 30 Apr 2007)
    • CF1 Director (1 Dec 2001 to 30 Apr 2007)
  • John Tristram Turk

    IRN JTT01015

    • CF8 Apportionment and Oversight (27 Aug 2008 to 8 Apr 2010)
    • Responsible for Insurance Mediation (27 Aug 2008 to 8 Apr 2010)
    • CF1 Director (27 Aug 2008 to 8 Apr 2010)
    • CF3 Chief Executive (27 Aug 2008 to 8 Apr 2010)
  • Kirit Chimanbhai Patel

    IRN KXP01123

    • CF2 Non Executive Director (1 Dec 2001 to 27 Apr 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.