Date authorised
1 April 2013
Companies House
00064269
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Mallinson House,
    40-42 St. Peters Street
    St. Albans
    Hertfordshire
    AL1 3NP
    UNITED KINGDOM
    Phone
    +4401727832161
  • Complaints Contact

    Mallinson House
    40-42 St. Peter's Street
    St. Albans
    Hertfordshire
    AL1 3NP
    UNITED KINGDOM
    Phone
    +4401727832161

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Glenn Fraser Hirchfield

    IRN GFH01022

    • CF1 Director (5 Dec 2005 to 22 Aug 2006)
    • CF17 Significant Mgt (Other Business Operations) (28 Oct 2005 to 5 Dec 2005)
  • Glyn Burley Walduck

    IRN GBW01013

    • CF29 Significant management (1 Nov 2007 to 9 Dec 2018)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
  • Graham Stuart Phillips

    IRN GSP01033

    • CF2 Non Executive Director (1 Dec 2001 to 26 Jan 2005)
  • Hement Patel

    IRN HXP01076

    • CF2 Non Executive Director (1 Dec 2001 to 29 Nov 2005)
  • Henry Matthew Gregg

    IRN HXG00269

    • Director of firm who is not a certification employee or a SMF manager (since 16 Mar 2026)
  • Hiten Patel

    IRN HXP01094

    • CF2 Non Executive Director (1 Dec 2001 to 27 Apr 2004)
  • Iain Colquhoun McCusker

    IRN ICM01043

    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 17 Jan 2020)
    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 17 Jan 2020)
    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 25 Oct 2023)
    • SMF14 Senior Independent Director (10 Dec 2018 to 17 Jan 2020)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 25 Oct 2023)
    • SIMF14 Senior Independent Director (7 Mar 2016 to 9 Dec 2018)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 9 Dec 2018)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (18 Dec 2008 to 6 Mar 2016)
  • Ian Cameron Strachan

    IRN ICS01038

    • CF2 Non Executive Director (1 Dec 2001 to 27 Apr 2004)
  • Ian Cameron Strachan

    IRN ICS01065

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 17 Jan 2020)
    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 17 Jan 2020)
    • SIMF12 Chair of the Remuneration Committee (21 Oct 2016 to 9 Dec 2018)
    • SIMF7 Group Entity Senior Insurance Manager Function (21 Oct 2016 to 9 Dec 2018)
  • Ian Derek Cordwell

    IRN IDC01036

    • SMF11 Chair of the Audit Committee (28 Mar 2019 to 11 Apr 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.