Nowell & Richards Insurance Services Limited

Date authorised
1 April 2013
Companies House
03754519
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Carfax House
    4-5 Ferranti Court
    Staffordshire Technology Park
    Stafford
    Staffordshire
    ST18 0LQ
    UNITED KINGDOM
    Phone
    +441785255514
    Web
    https://www.nowellandrichards.co.uk

  • Complaints Contact

    Carfax House
    4-5 Ferranti Court, Gillette Close
    Staffordshire Technology Park
    Stafford
    Staffordshire
    ST18 0LQ
    UNITED KINGDOM
    Phone
    +4401785255514

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to agreements in relation to insurance premiums and related insurance administration fees

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jacqueline Rebecca Nowell

    IRN JRN01049

    • CF1 Director (23 Apr 2010 to 11 Oct 2019)
  • James Edward Harvey

    IRN JEH00002

    • [FCA CF] Functions requiring qualifications (8 Dec 2020 to 27 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Apr 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Apr 2023)
    • SMF3 Executive Director (9 Dec 2019 to 28 Apr 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Kathren Wright

    IRN KXW01637

    • SMF3 Executive Director (since 27 Jan 2022)
  • Philip Edmund Nowell

    IRN PEN00001

    • CF1 Director (1 Dec 2001 to 1 Dec 2009)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Richard James Nowell

    IRN RJN00001

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Valerie Joan Nowell

    IRN VJN00001

    • CF1 Director (1 Dec 2001 to 1 Dec 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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