Nowell & Richards Insurance Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
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- · Limited to agreements in relation to insurance premiums and related insurance administration fees
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Jacqueline Rebecca Nowell
IRN JRN01049
- CF1 Director (23 Apr 2010 to 11 Oct 2019)
James Edward Harvey
IRN JEH00002
- [FCA CF] Functions requiring qualifications (8 Dec 2020 to 27 Apr 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Apr 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 28 Apr 2023)
- SMF3 Executive Director (9 Dec 2019 to 28 Apr 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
Kathren Wright
IRN KXW01637
- SMF3 Executive Director (since 27 Jan 2022)
Philip Edmund Nowell
IRN PEN00001
- CF1 Director (1 Dec 2001 to 1 Dec 2009)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
Richard James Nowell
IRN RJN00001
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
Valerie Joan Nowell
IRN VJN00001
- CF1 Director (1 Dec 2001 to 1 Dec 2009)

Smaller firms operating under this firm's FCA authorisation.

Grove Life Ltd (no longer appointed)
FRN 571321 · Appointed 16 Dec 2011 · Until 10 Feb 2017
Morgan Highfield and Land Ltd (no longer appointed)
FRN 571322 · Appointed 16 Dec 2011 · Until 10 Feb 2017
Net Business Marketing Ltd (no longer appointed)
FRN 571293 · Appointed 16 Dec 2011 · Until 13 Mar 2015

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.